PROCEDURES FOR PORT STATE CONTROL

THE ASSEMBLY,

RECALLING Article 15(j) of the Convention on the International Maritime Organization regarding the functions of the Assembly in relation to regulations and guidelines concerning maritime safety and the prevention and control of marine pollution from ships,

RECALLING ALSO resolution A.787(19), by which it adopted the Procedures for Port State Control, and resolution A.882(21), by which it adopted amendments thereto,

RECALLING FURTHER that, at its twenty-first session, when adopting resolution A.882(21), it requested the Maritime Safety Committee and the Marine Environment Protection Committee to keep the Procedures, as amended, under review, on the basis of experience gained from their implementation,

RECOGNIZING that efforts by port States have greatly contributed to enhanced maritime safety and security, and prevention of marine pollution,

RECOGNIZING ALSO the need to update the Procedures, as amended, to take account of the amendments to IMO instruments which have entered into force or have become effective since the adoption of resolutions A.787(19) and A.882(21),

HAVING CONSIDERED the recommendations made by the Maritime Safety Committee, at its eighty-ninth session, and the Marine Environment Protection Committee, at its sixty-second session,

1. ADOPTS the Procedures for Port State Control, 2011, as set out in the Annex to the present resolution;
2. INVITES Governments, when exercising port State control, to implement the aforementioned Procedures;
3. REQUESTS the Maritime Safety Committee and the Marine Environment Protection Committee to keep the Procedures under review and to amend them as necessary;
4. REVOKES resolutions A.787(19) and A.882(21).

Page 2

Annex

PROCEDURES FOR PORT STATE CONTROL, 2011

Contents

CHAPTER 1 – GENERAL

1.1	Purpose
1.2	Application
1.3	Introduction
1.4	Provision for port State control
1.5	Ships of non-Parties
1.6	Ships below convention size
1.7	Definitions
1.8	Professional profile of PSCOs
1.9	Qualification and training requirements of PSCOs
CHAPTER 2 – PORT STATE INSPECTIONS
2.1	General
2.2	Initial Inspections
2.3	General procedural guidelines for PSCOs
2.4	Clear grounds
2.5	More detailed inspections

CHAPTER 3 – CONTRAVENTION AND DETENTION

3.1 Identification of a substandard ship

3.2 Submission of information concerning deficiencies

3.3 Port State action in response to alleged substandard ships

3.4 Responsibilities of port State to take remedial action

3.5 Guidance for the detention of ships

3.6 Suspension of inspection

3.7 Procedures for rectification of deficiencies and release

CHAPTER 4 – REPORTING REQUIREMENTS

4.1 Port State reporting

4.2 Flag State reporting

4.3 Reporting of allegations under MARPOL

CHAPTER 5 – REVIEW PROCEDURES

5.1 Report of comments

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APPENDICES

Appendix 1 Code of Good Practice for port State control officers conducting inspections within the framework of the regional Memoranda of Understanding and Agreement on Port State Control (MSC-MEPC.4/Circ.2)

Appendix 2 Guidelines for the detention of ships

Appendix 3 Guidelines for investigations and inspections carried out under Annex I of

MARPOL

Appendix 4 Guidelines for investigations and inspections carried out under Annex II of

MARPOL

Appendix 5 Guidelines for discharge requirements under Annexes I and II of MARPOL

Appendix 6 Guidelines for more detailed inspections of ship structural and equipment requirements

Appendix 7 Guidelines for control of operational requirements

Appendix 8 Guidelines for port State control related to the ISM Code

Appendix 9 Guidelines for port State control related to LRIT

Appendix 10 Guidelines for port State control under the 1969 Tonnage Convention

Appendix 11 Minimum manning standards and certification

Appendix 12 List of certificates and documents

Appendix 13 Report of inspection in accordance with IMO port State control procedures

Appendix 14 Report of deficiencies not fully rectified or only provisionally repaired

Appendix 15 Report of action taken to the notifying authority

Appendix 16 Format for the Report of contravention of MARPOL (article 6)

Appendix 17 Comments by flag State on detention report

Appendix 18 List of instruments relevant to port State control procedures

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CHAPTER 1 – GENERAL

1.1 PURPOSE

This document is intended to provide basic guidance on the conduct of port State control inspections and afford consistency in the conduct of these inspections, the recognition of deficiencies of a ship, its equipment, or its crew, and the application of control procedures.

1.2 APPLICATION

1.2.1 These Procedures apply to ships falling under the provisions of:

.1 the International Convention for the Safety of Life at Sea, 1974,

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PROCEDURES FOR PORT STATE CONTROL

THE ASSEMBLY,

RECALLING Article 15(j) of the Convention on the International Maritime Organization regarding the functions of the Assembly in relation to regulations and guidelines concerning maritime safety and the prevention and control of marine pollution from ships,

RECALLING ALSO resolution A.787(19), by which it adopted the Procedures for Port State Control, and resolution A.882(21), by which it adopted amendments thereto,

RECALLING FURTHER that, at its twenty-first session, when adopting resolution A.882(21), it requested the Maritime Safety Committee and the Marine Environment Protection Committee to keep the Procedures, as amended, under review, on the basis of experience gained from their implementation,

RECOGNIZING that efforts by port States have greatly contributed to enhanced maritime safety and security, and prevention of marine pollution,

RECOGNIZING ALSO the need to update the Procedures, as amended, to take account of the amendments to IMO instruments which have entered into force or have become effective since the adoption of resolutions A.787(19) and A.882(21),

港口国控制程序

大会

回顾了《国际海事组织公约》中其有关海上安全和防止和控制船舶海洋污染的法规和准则方面的职能的第15（j）条公约，

还回顾通过了《港口国控制程序》的决议草案A.787（19），和通过了其修正案的决议草案A.882（21），

并进一步回顾了，在第二十一届会议上通过决议草案A.882（21）时，要求海事安全委员会和海洋环境保护委员会根据所获得的经验对经修订的程序进行审查，

同时应认识到港口国为加强海上安全保障和防止海洋污染作出了巨大贡献和努力，

还确认了有必要更新经修订的程序，以考虑到自通过决议草案A.787（19）和A.882（21）以来已生效或已变为有效的IMO文书修正案，

HAVING CONSIDERED the recommendations made by the Maritime Safety Committee, at its eighty-ninth session, and the Marine Environment Protection Committee, at its sixty-second session,

1. ADOPTS the Procedures for Port State Control, 2011, as set out in the Annex to the present resolution;
2. INVITES Governments, when exercising port State control, to implement the aforementioned Procedures;
3. REQUESTS the Maritime Safety Committee and the Marine Environment Protection Committee to keep the Procedures under review and to amend them as necessary;
4. REVOKES resolutions

A.787(19) and A.882(21).

审议了海事安全委员会第八十九届会议和海洋环境保护委员会第六十二届会议提出的建议，

1. 通过本决议附件所载的《2011

年港口国控制程序》；

1. 邀请各国政府在行使港口国

制权时执行上述程序；

3． 要求海事安全委员会和海洋环境保护委员会对程序进行审查，并在必要时进行修改；

4． 撤销第A.787（19）和A.882（21）号决议。

Annex

PROCEDURES FOR PORT STATE CONTROL, 2011

Contents

CHAPTER 1 – GENERAL

1.1	Purpose
1.2	Application
1.3	Introduction
1.4	Provision for port State control
1.5	Ships of non-Parties
1.6	Ships below convention size
1.7	Definitions
1.8	Professional profile of PSCOs
1.9	Qualification and training requirements of PSCOs
CHAPTER 2 – PORT STATE INSPECTIONS
2.1	General
2.2	Initial Inspections
2.3	General procedural guidelines for PSCOs
2.4	Clear grounds
2.5	More detailed inspections

CHAPTER 3 – CONTRAVENTION AND DETENTION

3.1 Identification of a substandard ship

3.2 Submission of information concerning deficiencies

3.3 Port State action in response to alleged substandard ships

3.4 Responsibilities of port State to take remedial action

附件

2011年港口国控制程序

目录

第1章－总则

1.1 目的

1.2 应用

1.3 引言

1.4 港口国管制规定

1.5 非缔约方的船舶

1.6 低于常规尺寸的船

1.7 定义

1.8 PSCO的专业简介

1.9 PSCO的资格和培训要求

第2章–港口国检查

2.1 总则

2.2 初步检查

2.3 PSCO的一般程序指南

2.4 明确的理由

2.5 更详细的检查

第3章–违禁和滞留

3.1 识别不合格船舶

3.2 提交有关缺陷的信息

3.3 港口国针对涉嫌不合格船舶的行动

3.4 港口国采取补救措施的责任

3.5 Guidance for the detention of ships

3.6 Suspension of inspection

3.7 Procedures for rectification of deficiencies and release

CHAPTER 4 – REPORTING REQUIREMENTS

4.1 Port State reporting

4.2 Flag State reporting

4.3 Reporting of allegations under MARPOL

CHAPTER 5 – REVIEW PROCEDURES

5.1 Report of comments

3.5 扣船指南

3.6 暂停检查

3.7 纠正和释放缺陷的程序

第4章–报告要求

4.1 港口国报告

4.2 船旗国报告

4.3 根据MARPOL报告指控

第5章–审查程序

5.1 评论报告

APPENDICES

Appendix 1 Code of Good Practice

for port State control officers conducting

inspections within the framework of the

regional Memoranda of

Understanding and Agreement on Port State Control (MSC-MEPC.4/Circ.2)

Appendix 2 Guidelines for the detention of ships

Appendix 3 Guidelines for investigations and inspections carried out under Annex I of MARPOL

Appendix 4 Guidelines for investigations and inspections carried out under Annex II of MARPOL

Appendix 5 Guidelines for discharge requirements under Annexes I and II of MARPOL

Appendix 6 Guidelines for more

detailed inspections of ship structural

and equipment requirements

Appendix 7 Guidelines for control of operational requirements

Appendix 8 Guidelines for port State control related to the ISM Code

Appendix 9 Guidelines for port State control related to LRIT

附录

附录1 港口国管制人员在区域港口国管制谅解和协议备

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